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Rebuilding Contested States: A comparative study of institutional design during political transition in Egypt, Iraq, Libya, & Tunisia

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Genauer, Jessica

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Rebuilding a contested state following an authoritarian breakdown requires widespread support for the new political system from all communal groups. A central theoretical assertion of the institutional design literature is that inclusion of communal groups in institutional frameworks creates support for a political system. However, empirical evidence to either verify or refute this claim is inconclusive. A survey of institutional design literature reveals an implicit distinction between de jure inclusion (inclusive frameworks) and de facto inclusion (inclusion in practice). To date, this distinction has not been sufficiently differentiated and systematically examined, with large-N studies most often examining the impact solely of de jure inclusion on support, and case studies failing to make a clear conceptual distinction between these two elements of inclusion. To address this gap in the research, this study asks: during a period of political transition in a contested state, does de jure inclusion, de facto inclusion, or a combination of both, build support for a political system? To investigate this question, the study undertakes a small-N comparative study of institutional design during political transitions in the Middle East and North Africa region. Four countries are selected that underwent rebuilding of their political institutions following authoritarian breakdown: Egypt, Iraq, Libya, and Tunisia. Four hypotheses are advanced that capture the expectation that either de jure inclusion, de facto inclusion, or a combination of both, will build support for a political system. The hypotheses are investigated in two key institutional design moments in the selected countries: electoral system design and constitution-making. The study finds that de jure inclusion is not a sufficient mechanism to create support of all communal groups for the political system, whilst de facto inclusion may be sufficient. In no case where de jure inclusion alone was observed, was support for the political system present. In all cases where de facto inclusion was present, there was support for the political system, regardless of whether or not there was de jure inclusion. The study contributes to our understanding of the rebuilding of contested states following authoritarian breakdown, suggesting that, alongside an emphasis on de jure inclusion in electoral system design and constitution-making, de facto inclusion deserves consideration.

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